Barbara Hawkesworth
Chief Legal Officer
Credentials: Chief Legal Officer
Years of Experience:
Address: 4 Campus Drive Parsippany, NJ 07054
Phone: 973-285-3600
Email: bhawkesworth@sfr1.com
Website:
LinkedIn:
Barbara Hawkesworth joined Summit Financial as the Chief Legal Officer in April 2019. Barbara had been consulting with her private practice most recently. Prior to that she was Managing Counsel at BNY Mellon/Pershing, she was an Executive Director at JPMorgan Chase and was the EVP-Deputy General Counsel and Chief Compliance Officer for Rochdale Investment Management. While at Rochdale, she was responsible to oversee all legal and compliance matters related to the firm’s SEC registered investment companies, investment advisors and affiliated registered FINRA broker dealers. She also worked with the CEO and the senior leadership team on new business strategies and initiatives. Barbara attended New York Law School where she earned her J.D..
Investment advisory and financial planning services offered through Summit Financial, LLC., an SEC Registered Investment Adviser. Headquartered at 4 Campus Drive, Parsippany, NJ, 07054. Tel. 973-285-3600. Fax. 973-285-3666. Some advisers may offer securities through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany NY 12207 (“PKS”). PKS and Summit Financial, LLC. are not affiliated companies.
Summit Financial, LLC (“Summit Financial”) operates a website at summitfinancial.com (the “Site”). By using this website, you accept our Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. All securities involve risk and may result in partial or total loss. While the data we use from third parties is believed to be reliable, we cannot ensure the accuracy or completeness of data provided by investors or other third parties. Neither Summit Financial nor any of its affiliates provide tax advice and do not represent in any manner that the outcomes described herein will result in any particular tax consequence. Prospective investors should confer with their personal tax advisors regarding the tax consequences based on their particular circumstances. Neither Summit Financial nor any of its affiliates assume responsibility for the tax consequences for any investor of any investment.
This website is available for informational purposes only and does not constitute an offer to sell or a solicitation to buy a security or any form of investment advice offered by Summit Financial, LLC
Check the background of this firm on FINRA BrokerCheck