Barbara Hawkesworth

Chief Legal Officer

Credentials: Chief Legal Officer
Years of Experience:

Address: 4 Campus Drive Parsippany, NJ 07054
Phone: 973-285-3600
Email: bhawkesworth@sfr1.com
Website:
LinkedIn:

Barbara Hawkesworth joined Summit Financial as the Chief Legal Officer in April 2019.  Barbara had been consulting with her private practice most recently. Prior to that she was Managing Counsel at BNY Mellon/Pershing, she was an Executive Director at JPMorgan Chase and was the EVP-Deputy General Counsel and Chief Compliance Officer for Rochdale Investment Management. While at Rochdale, she was responsible to oversee all legal and compliance matters related to the firm’s SEC registered investment companies, investment advisors and affiliated registered FINRA broker dealers. She also worked with the CEO and the senior leadership team on new business strategies and initiatives. Barbara attended New York Law School where she earned her J.D..

4 Campus Drive Parsippany, NJ 07054  |  Tel. 973-285-3600
Investment advisory and financial planning services offered through Summit Financial, LLC., an SEC Registered Investment Adviser. Headquartered at 4 Campus Drive, Parsippany, NJ, 07054. Tel. 973-285-3600. Fax. 973-285-3666. Some advisers may offer securities through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211 (“PKS”). PKS and Summit Financial, LLC. are not affiliated companies.

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