Michael Caputo

President

Credentials: MBA, CFP® CERTIFICATION
Years of Experience: 34

Address: 3 Dickens Street
Phone: 914-729-1105
Email: mcaputo@nwadvisorsinc.com
Website: http://www.nationalwealthadvisorsinc.com
LinkedIn: https://www.linkedin.com/in/michael-caputo-msfs-aep-9865a230/

Experience:
President of National Wealth Advisors Inc. – an in-depth wealth management practice offering financial planning and wealth management through Summit Financial, LLC.

President of privately owned pension and executive benefits firm – MAC Pension, Inc.
34 years specializing in solving problems, reducing taxes and maximizing opportunities for BUSINESS OWNERS and HIGH NET WORTH individuals.

Many years life experience managing personal and client financial, career and family issues.

Expertise:
Graduate Degree MSFS (Master of Science in Financial Services).

AEP® – Accredited Estate Planner®
Member of Estate Planning Council of Westchester County, Inc.

Member of ASPPA (American Society of Pension Professionals & Actuaries), NAEPC (Nat’l Assoc. of Estate Planners & Councils), Society of Financial Service Professionals, and The National Association of Insurance and Financial Advisors.

Guest lecturer for numerous CPA, attorney, medical associations, insurance and investment company groups

Education:
American College, Master of Science in
Financial Service
Florida Tech, BS Management

Specialization:
Comprehensive Financial Planning
Pension, Executive, and Employee Benefit
Plan Design and Planning
Investment and Retirement Planning
Estate Planning
Risk Management

Services:
Provides financial counseling to the clients of major CPA and law firms.

Top clients include business owners and high net worth individuals.

Investment advisory and financial planning services offered through Summit Financial, LLC., an SEC Registered Investment Adviser. Headquartered at 4 Campus Drive, Parsippany, NJ, 07054. Tel. 973-285-3600. Fax. 973-285-3666. Some advisers may offer securities through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany NY 12207 (“PKS”). PKS and Summit Financial, LLC. are not affiliated companies.

Summit Financial, LLC (“Summit Financial”) operates a website at summitfinancial.com (the “Site”). By using this website, you accept our Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. All securities involve risk and may result in partial or total loss. While the data we use from third parties is believed to be reliable, we cannot ensure the accuracy or completeness of data provided by investors or other third parties. Neither Summit Financial nor any of its affiliates provide tax advice and do not represent in any manner that the outcomes described herein will result in any particular tax consequence. Prospective investors should confer with their personal tax advisors regarding the tax consequences based on their particular circumstances. Neither Summit Financial nor any of its affiliates assume responsibility for the tax consequences for any investor of any investment.

Form CRS | Investment Advisory Brochure (ADV 2A) | Disclaimer | Wrap Fee Program Brochure | Privacy Notice | BCP

This website is available for informational purposes only and does not constitute an offer to sell or a solicitation to buy a security or any form of investment advice offered by Summit Financial, LLC

Check the background of this firm on FINRA BrokerCheck

Call Now Button