EMPOWERING GROWTH

SummitVantage™

With access to a full suite of services through customized, modern technology, advisors can gain not only the efficiencies essential to building a sustainable business but also the time you need to build lasting client relationships.

EMPOWERING GROWTH

SummitVantage™

With access to a full suite of services through customized, modern technology, advisors can gain not only the efficiencies essential to building a sustainable business but also the time you need to build lasting client relationships.

Introducing SummitVantage™

For over 35* years, Summit Financial has empowered independent advisors to grow efficient and sustainable practices. With years of advisor experience and input as our guide, we have created SummitVantage™– a turnkey platform designed to streamline your practice for peak performance.

*Summit Financial, LLC was established in November 2018. It is the successor firm to Summit Equities, Inc. and Summit Financial Resources, Inc. for all investment advisory and financial planning businesses. Summit Equities, Inc. and Summit Financial Resources, Inc. had been providing financial and investment advisory services for approximately 28 and 35 years, respectively.

CLIENT RELATIONSHIP MANAGER

 

With a customized CRM, powered by Salesforce, you can manage client relationships by automatically launching tasks for team members in real time. An adapted integration with LaserApp allows new account and servicing forms to prepopulate for e-signature and automatically flow to the custodian. (Salesforce only available to advisors registered with Summit.)

 

PLANNING TOOLS & CLIENT PORTAL

 

With a custom client portal, powered by eMoney, you can offer clients a digital, secure and real-time view of their net worth, along with a digital vault to safely store personal documents. You also can use the interactive planning technology to optimize cash flow, provide retirement options, protect assets and more.

Summit Technology Services.

We have customized the most useful financial technology available to create a powerful, proprietary and fully integrated platform to help you grow your practice.

Access to SummitVantage™ offers you unparalleled scalability and insight. Through the Advisor Dashboard*, you will have access to a fully integrated suite of financial tools, custodial system, business applications and planning library to deliver unmatched advisory services to your clients every day.

*The Advisor Dashboard provides advisors single sign-on access to the various products provided by non-affiliated vendors.

SUMMIT RISK MONITOR

 

This technology, powered by HiddenLevers, lets you quickly capture a target risk score for each client so that every portfolio aligns with risk tolerance. The system monitors risk not only in Summit accounts but also in accounts held at outside custodians, positioning you as the trusted point of contact for managing your clients’ total asset allocation.

 

REPORTING PLATFORM

 

With access to a state-of-the-art reporting platform, powered by Addepar, you can both analyze books of business and create customized client-facing reports with simple drag-and-drop accessibility. On-demand reporting allows you to communicate allocation and performance metrics with clients anytime, anywhere.

 
 

CLIENT RELATIONSHIP MANAGER

 
 

With a customized CRM, powered by Salesforce, you can manage client relationships by automatically launching tasks for team members in real time. An adapted integration with LaserApp allows new account and servicing forms to prepopulate for e-signature and automatically flow to the custodian. (Salesforce only available to advisors registered with Summit.)

 

PLANNING TOOLS & CLIENT PORTAL

 
 
 

 
 

With a custom client portal, powered by eMoney, you can offer clients a digital, secure and real-time view of their net worth, along with a digital vault to safely store personal documents. You also can use the interactive planning technology to optimize cash flow, provide retirement options, protect assets and more.

 

 

Summit Technology Services.

We have customized the most useful financial technology available to create a powerful, proprietary and fully integrated platform to help you grow your practice.

Access to SummitVantage™ offers you unparalleled scalability and insight. Through the Advisor Dashboard*, you will have access to a fully integrated suite of financial tools, custodial system, business applications and planning library to deliver unmatched advisory services to your clients every day.

*The Advisor Dashboard provides advisors single sign-on access to the various products provided by non-affiliated vendors.

SUMMIT RISK MONITOR

 
 

This technology, powered by HiddenLevers, lets you quickly capture a target risk score for each client so that every portfolio aligns with risk tolerance. The system monitors risk not only in Summit accounts but also in accounts held at outside custodians, positioning you as the trusted point of contact for managing your clients’ total asset allocation.

 

REPORTING PLATFORM

 
 
 
 
 
 

With access to a state-of-the-art reporting platform, powered by Addepar, you can both analyze books of business and create customized client-facing reports with simple drag-and-drop accessibility. On-demand reporting allows you to communicate allocation and performance metrics with clients anytime, anywhere.

 
 

PROPRIETARY SERVICES & RESOURCES

INVESTMENT MANAGEMENT | FINANCIAL PLANNING | INSURANCE | OPERATIONS | HUMAN RESOURCES | SURVEILLANCE | COMPLIANCE | PRACTICE MANAGEMENT | CLIENT BILLING | ADVISOR COMPENSATION | ADVISOR LENDING

HR SERVICES

Through the SummitVantage platform, you have access to all other resources you need to run your practice proficiently. HR resources facilitate recruiting employee relations, onboarding, benefits, payroll and more.

 

OPERATIONS AND COMPLIANCE

Our in-house operations provide investment processing, client billing and accounting. And, compliance experts help ensure proper, accurate oversight.

 

PRACTICE MANAGEMENT

To grow your practice, access our practice management tools, which include hands-on guidance in brand marketing, sales approach, client service and team management. You’ll also have access to lending services, providing the working capital to pursue acquisition strategies, succession plans and other ventures to build your business.

 

INVESTMENT ADVISORY

Our experienced investment team will work directly with you to provide an offering that fits the specific needs of your clients. Our analysts oversee a suite of managed portfolios and conduct due diligence on traditional and alternative strategies as well as third-party asset managers.

 

FINANCIAL PLANNING

As an independent company focused on total wealth planning, we also have financial planning, legal and tax specialists who help design complex estate and tax strategies, along with cash flow modeling, business planning and beyond, to meet the sophisticated needs of your clients.

 

SUMMIT RISK MANAGEMENT

With a network of more than 100 insurance providers, we work with you to implement the appropriate risk management plan for each client. Our team supports you in processing applications,
coordinating underwriting and implementing new business.

 
 

Advisors through In-House and Affiliate channels shall receive investment advisory and financial planning services through Summit Financial, LLC, an SEC registered investment advisor. Non-affiliated independent advisor services are provided by Telikos Investment Management, LLC, an SEC registered investment advisor and an affiliate of Summit Financial LLC.

SummitVantage is a brand slogan only used to identify the services offered by the Summit affiliated firms. It is not a legal entity and offers no products or services. Insurance products will be offered through Summit Risk Management, LLC, a licensed insurance firm. HR services will be offered through Summit Advisor Services, LLC. Access to third-party vendor technology systems and packages shall be provided through Summit Services IT, LLC. The list of technology vendors herein are subject to change at any time without notice. Replacement vendors shall be substantially similar in products and services. These technology vendors are third-party providers and not affiliated with any firms under SummitVantage.

Advisor lending services offered through Summit or an unrelated third-party. Advisor must be qualified to receive Funding for lending program. For Registered Investment Advisor use only.

FIND AN ADVISOR

Someone from the Summit team would love to assist you.

Investment advisory and financial planning services offered through Summit Financial, LLC., an SEC Registered Investment Adviser. Headquartered at 4 Campus Drive, Parsippany, NJ, 07054. Tel. 973-285-3600. Fax. 973-285-3666. Some advisers may offer securities through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211 (“PKS”). PKS and Summit Financial, LLC. are not affiliated companies.

Summit Financial, LLC (“Summit Financial”) operates a website at summitfinancial.com (the “Site”). By using this website, you accept our Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. All securities involve risk and may result in partial or total loss. While the data we use from third parties is believed to be reliable, we cannot ensure the accuracy or completeness of data provided by investors or other third parties. Neither Summit Financial nor any of its affiliates provide tax advice and do not represent in any manner that the outcomes described herein will result in any particular tax consequence. Prospective investors should confer with their personal tax advisors regarding the tax consequences based on their particular circumstances. Neither Summit Financial nor any of its affiliates assume responsibility for the tax consequences for any investor of any investment.

Investment Advisory Brochure (ADV 2A) | Disclaimer | Wrap Fee Program Brochure | Privacy Notice | BCP

This website is available for informational purposes only and does not constitute an offer to sell or a solicitation to buy a security or any form of investment advice offered by Summit Financial, LLC

Check the background of this firm on FINRA BrokerCheck

CALL NOW